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Platforms stress need for adviser due diligence

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FundsNetwork, Novia and Transact have stressed the importance of advisers undertaking due diligence on funds held on platforms.

While the platforms undertake an element of due diligence when selecting funds to list, it is ultimately the advisers responsibility to decide whether investment in a fund is suitable for their clients.

This issue has been raised following the suspension by many platforms of new investment into Castlestone pending the outcome of an FSA investigation.

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SOURCE: http://www.ifaonline.co.uk/professional-adviser/news/2104177/platforms-fund-diligence-adviser-s-responsibility

 

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